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Business

07 Oct FCA fines Sigma Broking Limited £530,000 and bans and fines its former directors following market abuse reporting failures

Sigma Broking Limited (Sigma) has been fined £531,000 for failing to make reports crucial in fighting potential market abuse and three directors have been fined amounts totalling over £200,000, two of whom have also been prohibited. Between December 2014 and August 2016, Sigma did not report,...

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